Alliance Wealth Strategies, LLC – Privacy Policy

AWS is committed to client confidentiality and the protection of your privacy. The following information is provided, as required by law, to help you understand our privacy policy and how we will handle and maintain confidential personal information as we fulfill our obligations to protect your privacy. “Personal information” refers to the nonpublic financial information obtained by AWS in connection with carrying out our services.

Information We Collect

AWS collects personal information as part of our relationship to you, to provide client services and fulfill legal and regulatory requirements. The type of information AWS collects may include:

  • Information AWS receives from you on forms (such as name, address, Social Security number, profile documents, assets and income);
  • Information you provide AWS directly about your personal finances or personal circumstances or which AWS may receive from brokerage statements or other information you authorize AWS to receive.

Information Disclosed In Administering Products and Services

AWS will not disclose personal information about current or former clients to non-affiliated third parties except as permitted or required by law. AWS does not sell any personal information about you to any third party. AWS will not disclose personal information without your authorization, except as required or permitted by law.

Procedures to Protect Confidentiality and Security of Your Personal Information

AWS has procedures in place that limit access to personal information to those employees who need to know such information in order to perform business services. In addition, AWS maintains physical, electronic, and procedural safeguards to guard your nonpublic personal information.

AWS will update its policy and procedures when necessary to ensure that your privacy is maintained and that AWS conducts business in a way that fulfills our commitment to you. If AWS makes any material changes in its privacy policy, we will make that information available to clients through our Web site and/or other communications.